0001104659-15-011293.txt : 20150218 0001104659-15-011293.hdr.sgml : 20150216 20150217163412 ACCESSION NUMBER: 0001104659-15-011293 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20150217 DATE AS OF CHANGE: 20150217 GROUP MEMBERS: CD&R ASSOCIATES VII (CO-INVESTMENT), LTD. GROUP MEMBERS: CD&R ASSOCIATES VII, L.P. GROUP MEMBERS: CD&R ASSOCIATES VII, LTD. GROUP MEMBERS: CD&R INVESTMENT ASSOCIATES VII, LTD. GROUP MEMBERS: CD&R PARALLEL FUND ASSOCIATES VII, LTD. GROUP MEMBERS: CD&R PARALLEL FUND VII, L.P. GROUP MEMBERS: CDR SVM CO-INVESTOR GP LTD GROUP MEMBERS: CDR SVM CO-INVESTOR L.P. GROUP MEMBERS: CDR SVM CO-INVESTOR NO 2 GP LTD GROUP MEMBERS: CDR SVM CO-INVESTOR NO. 2 L.P. GROUP MEMBERS: CLAYTON, DUBLIER & RICE FUND VII (CO-INVESTMENT), L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SERVICEMASTER GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001428875 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT SERVICES [8741] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88666 FILM NUMBER: 15623309 BUSINESS ADDRESS: STREET 1: 860 RIDGE LAKE BOULEVARD CITY: MEMPHIS STATE: TN ZIP: 38120 BUSINESS PHONE: 901-597-1400 MAIL ADDRESS: STREET 1: 860 RIDGE LAKE BOULEVARD CITY: MEMPHIS STATE: TN ZIP: 38120 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Clayton Dubilier & Rice Fund VII L P CENTRAL INDEX KEY: 0001313676 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 113 SOUTH CHURCH ST STREET 2: GA TOWN CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 BUSINESS PHONE: 345-949-8066 MAIL ADDRESS: STREET 1: 113 SOUTH CHURCH ST STREET 2: GA TOWN CITY: GRAND CAY CAY ISL STATE: E9 ZIP: 00000 SC 13G 1 a15-4325_3sc13g.htm SC 13G

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No.   )*

 

SERVICEMASTER GLOBAL HOLDINGS, INC.

(Name of Issuer)

Common Stock, par value $0.01 per share

(Title of Class of Securities)

81761R 109

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Clayton, Dubilier & Rice Fund VII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
33,368,799 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
33,368,799 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,368,799 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
24.85% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

2



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Associates VII, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
33,368,799 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
33,368,799 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
33,368,799 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
24.85% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

3



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Associates VII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
39,858,166 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
39,858,166 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
39,858,166 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
29.69% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

4



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Investment Associates VII, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
39,858,166 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
39,858,166 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
39,858,166 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
29.69% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

5



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
6,489,367 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
6,489,367 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,489,367 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.83% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

6



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Associates VII (Co-Investment), Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
6,489,367 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
6,489,367 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
6,489,367 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
4.83% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

7



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CDR SVM Co-Investor L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
4,640,694 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
4,640,694 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,640,694 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.46% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

8



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CDR SVM Co-Investor GP Limited

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
4,640,694 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
4,640,694 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
4,640,694 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
3.46% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

9



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CDR SVM Co-Investor No. 2 L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,209,854 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,209,854 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,209,854 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.65% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

10



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CDR SVM Co-Investor No. 2 GP Limited

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
2,209,854 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
2,209,854 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
2,209,854 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
1.65% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

11



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Parallel Fund VII, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

x

 

 

(b)

o

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
188,813 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
188,813 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
188,813 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.14% (2)

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

12



 

CUSIP No. 81761R 109

 

 

1.

Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)

CD&R Parallel Fund Associates VII, Ltd.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Cayman Islands

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
188,813 (1)

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
188,813 (1)

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
188,813 (1)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  x

 

 

11.

Percent of Class Represented by Amount in Row (9)
0.14% (2)

 

 

12.

Type of Reporting Person (See Instructions)
CO

 


(1)   See Item 4(c) below.

(2)   Based on 134,255,002 shares of common stock outstanding as of January 20, 2015.

 

13



 

Item 1.

 

(a)

Name of Issuer
ServiceMaster Global Holdings, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
860 Ridge Lake Boulevard

Memphis, Tennessee 38120

(901) 597-1400

 

Item 2.

 

(a)

Name of Person Filing

 

Name of Person Filing

 

Address

 

Citizenship

Clayton, Dubilier & Rice Fund VII, L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Associates VII, Ltd.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Associates VII, L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Investment Associates VII, Ltd.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Associates VII (Co-Investment), Ltd.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CDR SVM Co-Investor L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CDR SVM Co-Investor GP Limited

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CDR SVM Co-Investor No. 2 L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CDR SVM Co-Investor No. 2 GP Limited

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Parallel Fund VII, L.P.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

CD&R Parallel Fund Associates VII, Ltd.

 

P.O. Box 309, Ugland House, South Church Street, George Town, Grand Cayman, KY1-1104

 

Cayman Islands

 

Clayton, Dubilier & Rice Fund VII, L.P., CD&R Associates VII, Ltd., CD&R Associates VII, L.P., CD&R Investment Associates VII, Ltd., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CD&R Associates VII (Co-Investment), Ltd., CDR SVM Co-Investor L.P., CDR SVM Co-Investor GP Limited, CDR SVM Co-Investor No. 2 L.P., CDR SVM Co-Investor No. 2 GP Limited, CD&R Parallel Fund VII, L.P. and CD&R Parallel Fund Associates VII, Ltd. have entered into a Joint Filing Agreement, dated February 17, 2015, a copy of which is filed with this Schedule 13G as Exhibit 99.1, pursuant to which such reporting persons have agreed to file this statement jointly in accordance with the provisions of 13d-1(k)(1) under the Securities Exchange Act of 1934.

 

 

 

 

 

(b)

Address of Principal Business Office or, if none, Residence
See Item 2(a) above.

 

(c)

Citizenship
See Item 2(a) above.

 

(d)

Title of Class of Securities
Common Stock, par value $0.01 per share

 

(e)

CUSIP Number
81761R 109

 

14



 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).

 

(b)

o

Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).

 

(d)

o

Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).

 

(e)

o

An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);

 

(f)

o

An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);

 

(g)

o

A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);

 

(h)

o

A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);

 

(j)

o

Group, in accordance with §240.13d-1(b)(1)(ii)(J).

 

 

 

N/A

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

See below.

 

(b)

Percent of class:   

See below.

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

See below.

 

 

(ii)

Shared power to vote or to direct the vote    

See below.

 

 

(iii)

Sole power to dispose or to direct the disposition of   

See below.

 

 

(iv)

Shared power to dispose or to direct the disposition of   

See below.

 

15



 

As of the dates listed in the table below, each of the Reporting Persons beneficially owned the number and percentage of issued and outstanding shares of common stock of ServiceMaster Global Holdings, Inc. listed opposite its name:

 

 

 

As of December 31, 2014

 

As of February 17, 2015

 

Reporting Person

 

Amount Beneficially
Owned(a)

 

Percent of Class(b)

 

Amount Beneficially
Owned(a)

 

Percent of Class(c)

 

Clayton, Dubilier & Rice Fund VII, L.P.

 

40,000,000

(d)(f)

29.79

%

26,518,251

(d)(f)

19.75

%

CD&R Associates VII, Ltd.

 

0

(d)

0

%

0

(d)

0

%

CD&R Associates VII, L.P.

 

0

(d)(e)

0

%

0

(d)(e)

0

%

CD&R Investment Associates VII, Ltd.

 

0

(d)(e)

0

%

0

(d)(e)

0

%

Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P.

 

9,788,528

(e)

7.29

%

6,489,367

(e)

4.83

%

CD&R Associates VII (Co-Investment), Ltd.

 

0

(e)

0

%

0

(e)

0

%

CDR SVM Co-Investor L.P.

 

7,000,000

(f)

5.21

%

4,640,694

(f)

3.46

%

CDR SVM Co-Investor GP Limited

 

0

(f)

0

%

0

(f)

0

%

CDR SVM Co-Investor No. 2 L.P.

 

3,333,333

(f)

2.48

%

2,209,854

(f)

1.65

%

CDR SVM Co-Investor No. 2 GP Limited

 

0

(f)

0

%

0

(f)

0

%

CD&R Parallel Fund VII, L.P.

 

284,805

(g)

0.21

%

188,813

(g)

0.14

%

CD&R Parallel Fund Associates VII, Ltd.

 

0

(e)(g)

0

%

0

(e)(g)

0

%

 


(a)          Does not include 4,338 restricted shares issued to Clayton, Dubilier & Rice, LLC, as assignee of compensation payable to certain members of the board of directors of ServiceMaster Global Holdings, Inc. associated with Clayton, Dubilier & Rice, LLC pursuant to their service as directors of ServiceMaster Global Holdings, Inc.

(b)         Based on 134,255,022 shares of common stock outstanding as of January 20, 2015.

(c)           Based on 134,255,022 shares of common stock outstanding as of January 20, 2015, after giving effect to the sales on February 10, 2015 and February 13, 2015 by Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CDR SVM Co-Investor L.P., CDR SVM Co-Investor No. 2 L.P. and CD&R Parallel Fund VII, L.P. (the “CD&R Affiliates”) of certain shares held by them, pursuant to an effective registration statement (File No. 333-201640) filed by the Company on February 3, 2015 that provided for the sale by the CD&R Affiliates and certain other selling stockholders of certain shares of the Company’s common stock (“Shares”).  Pursuant to the related Underwriting Agreement, dated February 4, 2015, between the Company, the CD&R Affiliates, certain other selling stockholders and the several underwriters named therein, in transactions on February 10, 2015 and February 13, 2015, Clayton, Dubilier & Rice Fund VII, L.P. sold an aggregate of 13,481,749 Shares, Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P. sold an aggregate of 3,299,161 Shares, CDR SVM Co-Investor L.P. sold an aggregate of 2,359,306 Shares, CDR SVM Co-Investor No. 2 L.P. sold an aggregate of 1,123,479 Shares and CD&R Parallel Fund VII, L.P. sold an aggregate of 95,992 Shares.

(d)         Clayton, Dubilier & Rice Fund VII, L.P. is a Cayman Islands exempted limited partnership of which CD&R Associates VII, Ltd. is the general partner, whose sole stockholder is CD&R Associates VII, L.P., of which CD&R Investment Associates VII, Ltd. is the general partner.  Each of CD&R Associates VII, Ltd., CD&R Associates VII, L.P. and CD&R Investment Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by Clayton, Dubilier & Rice Fund VII, L.P., as well as of the shares held by each of Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CD&R Parallel Fund VII, L.P., CDR SVM Co-Investor L.P. and CDR SVM Co-Investor No. 2 L.P.

 

16



 

(e)          Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P. is a Cayman Islands exempted limited partnership of which CD&R Associates VII (Co-Investment), Ltd. is the general partner, whose sole stockholder is CD&R Associates VII, L.P., of which CD&R Investment Associates VII, Ltd. is the general partner.  CD&R Investment Associates VII, Ltd. and CD&R Parallel Fund Associates VII, Ltd. are each managed by a two-person board of directors, Donald J. Gogel and Kevin J. Conway, as the directors of each of CD&R Investment Associates VII, Ltd. and CD&R Parallel Fund Associates VII, Ltd., may be deemed to share beneficial ownership of the shares shown as beneficially owned by the CD&R Affiliates. Such persons expressly disclaim such beneficial ownership.

(f)           CDR SVM Co-Investor L.P. is a Cayman Islands exempted limited partnership of which CDR SVM Co-Investor GP Limited is the general partner, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.  CDR SVM Co-Investor No. 2 L.P. is a Cayman Islands exempted limited partnership of which CDR SVM Co-Investor No. 2 GP Limited is the general partner, whose sole stockholder is Clayton, Dubilier & Rice Fund VII, L.P.  Each of CDR SVM Co-Investor GP Limited and CDR SVM No. 2 GP Limited expressly disclaims beneficial ownership of the shares held by each of CDR SVM Co-Investor L.P., Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CD&R Parallel Fund VII, L.P., and CDR SVM Co-Investor No. 2 L.P.  Clayton, Dubilier & Rice Fund VII, L.P. expressly disclaims beneficial ownership of the shares held by each of CDR SVM Co-Investor L.P. and CDR SVM Co-Investor No. 2 L.P.

(g)          CD&R Parallel Fund VII, L.P. is a Cayman Islands exempted limited partnership of which CD&R Parallel Fund Associates VII, Ltd. is the general partner.  CD&R Parallel Fund Associates VII, Ltd. expressly disclaims beneficial ownership of the shares held by each of CD&R Parallel Fund VII, L.P., Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CDR SVM Co-Investor L.P. and CDR SVM Co-Investor No. 2 L.P.

 

Investment and voting decisions with respect to shares held by each of the CD&R Affiliates are made by an investment committee of limited partners of CD&R Associates VII, L.P., currently consisting of more than ten individuals (the "Investment Committee"). All members of the Investment Committee disclaim beneficial ownership of the shares shown as beneficially owned by the funds associated with Clayton, Dubilier & Rice, LLC.

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   o.

 

N/A

 

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

 

See Item 4 above.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

 

N/A

 

Item 8.

Identification and Classification of Members of the Group

Each of Clayton, Dubilier & Rice Fund VII, L.P., Clayton, Dubilier & Rice Fund VII (Co-Investment), L.P., CDR SVM Co-Investor L.P., CDR SVM Co-Investor No. 2 L.P. and CD&R Parallel Fund VII, L.P. (collectively, the “CD&R Funds”), is a party to the Second Amended and Restated Stockholders Agreement, dated as of June 26, 2014 (the “Stockholders Agreement”), among ServiceMaster Global Holdings, Inc. (“ServiceMaster”), StepStone Co-Investment (ServiceMaster) LLC, 2007 Co-Investment Portfolio L.P., StepStone Capital Partners II Onshore, L.P., StepStone Capital Partners II Cayman Holding, L.P. (collectively, the “StepStone Funds”), the CD&R Funds, and the other stockholders party thereto.  The Stockholders Agreement requires that the CD&R Funds and the StepStone Funds vote their shares of the common stock of ServiceMaster (the “Common Stock”) for directors that are designated in accordance with the provisions of the Stockholders Agreement.

 

17



 

The stock ownership reported for the CD&R Funds does not include any shares owned by the StepStone Funds. Each of the CD&R Funds disclaims beneficial ownership of any shares of Common Stock owned by the other parties to the Stockholders Agreement.  The aggregate number of shares of Common Stock beneficially owned collectively by the CD&R Funds and the StepStone Funds, based on available information, is approximately 48,816,022, which represents approximately 36.4% of the outstanding Common Stock.

 

Item 9.

Notice of Dissolution of Group

 

N/A

 

18



 

Item 10.

Certification

 

N/A

 

SIGNATURES

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true and correct.

 

 

 

CLAYTON, DUBILIER & RICE FUND VII, L.P.

 

 

By:

CD&R Associates VII, Ltd., its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 

 

 

 

 

 

 

CD&R ASSOCIATES VII, LTD.

 

 

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

 

 

 

 

 

CD&R ASSOCIATES VII, L.P.

 

 

By:

CD&R Investment Associates VII, Ltd.,

 

 

 

its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 

19



 

 

CD&R INVESTMENT ASSOCIATES VII, LTD.

 

 

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

 

 

CLAYTON, DUBILIER & RICE FUND VII (CO-INVESTMENT), L.P.

 

 

By:

CD&R Associates VII (Co-Investment), Ltd.,

 

 

 

its general partner

 

 

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and Assistant Secretary

 

 

 

 

 

CD&R ASSOCIATES VII (CO-INVESTMENT), LTD.

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

20



 

 

CDR SVM CO-INVESTOR L.P.

 

 By:

CDR SVM Co-Investor GP Limited,

 

 

its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Director

 

 

 

 

 

CDR SVM CO-INVESTOR GP LIMITED

 

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Director

 

 

 

CDR SVM CO-INVESTOR NO. 2 L.P.

 

By:

CDR SVM Co-Investor No. 2 GP Limited,

 

 

its general partner

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Director

 

 

 

 

 

 

 

CDR SVM CO-INVESTOR NO. 2 GP Limited

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Director

 

21



 

 

CD&R PARALLEL FUND VII, L.P.

 

    By:

CD&R Parallel Fund Associates VII,

 

 

Ltd., its general partner

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 

 

 

 

 

 

CD&R PARALLEL FUND ASSOCIATES VII, LTD.

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

22


EX-99.1 2 a15-4325_3ex99d1.htm EX-99.1

Exhibit 99.1

 

AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G

 

The undersigned hereby agree as follows:

 

(i)                                     Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and

 

(ii)                                  Each of them is responsible for the timely filing of such schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

 

 

 

CLAYTON, DUBILIER & RICE FUND VII, L.P.

 

 

By:

CD&R Associates VII, Ltd., its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 

 

 

 

 

 

 

CD&R ASSOCIATES VII, LTD.

 

 

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

 

 

 

 

 

CD&R ASSOCIATES VII, L.P.

 

 

By:

CD&R Investment Associates VII, Ltd.,

 

 

 

its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 



 

 

CD&R INVESTMENT ASSOCIATES VII, LTD.

 

 

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 

 

 

CLAYTON, DUBILIER & RICE FUND VII (CO-INVESTMENT), L.P.

 

 

By:

CD&R Associates VII (Co-Investment), Ltd.,

 

 

 

its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and Assistant Secretary

 

 

 

 

 

 

 

 

 

CD&R ASSOCIATES VII (CO-INVESTMENT), LTD.

Date:  February 17, 2015

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary

 



 

 

CDR SVM CO-INVESTOR L.P.

 

By:

CDR SVM Co-Investor GP Limited,

 

 

its general partner

 

 

Date:  February 17, 2015

 

 

 

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Director

 

 

 

 

 

CDR SVM CO-INVESTOR GP LIMITED

 

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Director

 

 

 

CDR SVM CO-INVESTOR NO. 2 L.P.

 

By:

CDR SVM Co-Investor No. 2 GP Limited,

 

 

its general partner

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Director

 

 

 

 

 

 

 

CDR SVM CO-INVESTOR NO. 2 GP LIMITED

 

 

Date:  February 17, 2015

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Director

 



 

 

CD&R PARALLEL FUND VII, L.P.

 

By:

CD&R Parallel Fund Associates VII,

 

 

Ltd., its general partner

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

 

Name:

Theresa A. Gore

 

 

Title:

Vice President, Treasurer and

 

 

 

Assistant Secretary

 

 

 

 

 

 

CD&R PARALLEL FUND ASSOCIATES VII, LTD.

 

 

 

Date:  February 17, 2015

 

 

 

 

 

 

By:

/s/ Theresa A. Gore

 

Name:

Theresa A. Gore

 

Title:

Vice President, Treasurer and

 

 

Assistant Secretary